Fiduciary Oath

 
 
 

What is a fiduciary?

A fiduciary is a person who has a legal and ethical responsibility to act on behalf of someone else, usually in a financial capacity.

A fiduciary duty is the highest standard of care that financial advisors can take when dealing with their clients.

It means that the financial advisor has to put your interests ahead of his or her own in all dealings.

Believe it or not, most financial advisors are not required to treat clients with the utmost honesty and integrity that comes with being a fiduciary.

my Commitment

At Transformative Financial, I believe in practicing as a fiduciary financial advisor, which means that I take the responsibility of putting my clients’ best interests ahead of my own.

Therefore, I commit to the following fiduciary principles:

  • I will always put my clients’ best interests first.

  • I will act with the skill, care, diligence, and good judgment of a professional.

  • I will not mislead clients and will provide full and fair disclosure of all important facts.

  • I will avoid conflicts of interest.

  • I will fully disclose and fairly manage, in my clients’ favor, any unavoidable conflicts of interest. 

Patrick B. King CFP®

Patrick B. King CFP®